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*18.00%, 12.94% and 2.03% were the IPO Fund's one- and five-year average annual total returns and the average annual total return since inception (12/19/1997) through 6/30/2007.
Shares of the IPO Plus Fund are available for direct sale only in the United States and Puerto Rico.
The IPO Plus Aftermarket Fund's code of ethics is available to its shareholders free of charge.
IPOs generally involve one or more investmentbanks as "underwriters." The company offering its shares, called the "issuer," enters a contract with the underwriters to sell its shares to the public.
Smaller IPOs may also be significantly affected by state blue sky laws; these laws are usually pre-empted by federal law when the stock is to be listed on a major exchange or NASDAQ, but apply fully to certain medium-scale offerings on a local level.
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