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Encyclopedia > Observational studies

In statistics, the goal of an observational study is to draw inferences about the possible effect of a treatment on subjects, where the assignment of subjects into a treated group versus a control group is outside the control of the investigator. This is in contrast with controlled experiments, such as randomized controlled trials, where each subjects is randomly assigned to a treated group or a control group before the start of the treatment. A graph of a bell curve in a normal distribution showing statistics used in educational assessment, comparing various grading methods. ... From Latin ex- + -periri (akin to periculum attempt). ... Experimental controls are used in all accurate scientific experiments. ... A randomized controlled trial (RCT) is a form of clinical trial, or scientific procedure used in the testing of the efficacy of medicines or medical procedures. ...


The assignment of treatments may be beyond the control of the investigator for a variety of reasons:

  • A randomized experiment would violate ethical standards. Suppose one wanted to investigate the abortion–breast cancer hypothesis, which postulates a causal link between induced abortion and the incidence of breast cancer. In a hypothetical controlled experiment, one would start with a large subject pool of pregnant women and divide them randomly into a treatment group (receiving induced abortions) and a control group (bearing children), and then conduct regular cancer screenings for women from both groups. Needless to say, such an experiment would run counter to common ethical principles. (It would also suffer from various confounds and sources of bias, e.g., it would be impossible to conduct it as a blind experiment.) The published studies investigating the abortion–breast cancer hypothesis generally start with a group of women who already have received abortions. Membership in this "treated" group is not controlled by the investigator: the group is formed after the "treatment" has been assigned.
  • The investigator may simply lack the requisite influence. Suppose a scientist wants to study the public health effects of a community-wide ban on smoking in public indoor areas. In a controlled experiment, the investigator would randomly pick a set of communities to be in the treatment group. However, it is typically up to each community and/or its legislature to enact a smoking ban. The investigator can be expected to lack the political power to cause precisely those communities in the randomly selected treatment group to pass a smoking ban. In an observational study, she would typically start with a treatment group consisting of those communities where a smoking ban is already in effect.
  • A randomized experiment may be impractical. Suppose a researcher wants to study the suspected link between a certain medication and a very rare group of symptoms arising as a side effect. Setting aside any ethical considerations, a randomized experiment would be impractical because of the rarity of the effect. There may not be a subject pool large enough for the symptoms to be observed in at least one treated subject. An observational study would typically start with a group of symptomatic subjects and work backwards to find those who were given the medication and later developed the symptoms. Thus a subset of the treated group was determined based on the presence of symptoms, instead of by random assignment.

In all of those cases, if a randomized experiment cannot be carried out, the alternative line of investigation suffers from the problem that the decision which subjects receive the treatment and which subjects do not is not entirely random and thus is a potential source of bias. A major challenge in conducting observational studies is to draw inferences that are acceptably free from influences by overt biases, as well as to assess the influence of potential hidden biases. Ethics (from the Ancient Greek ethikos, meaning arising from habit), a major branch of philosophy, is the study of value or quality. ... The controversial abortion-breast cancer (ABC) hypothesis posits a causal relationship between having an induced abortion and a higher risk of developing breast cancer in the future. ... A single blind experiment is one where the experimenter is aware of the experiment and what is happening and the participants are unaware what is happening ... A bias is a prejudice in a general or specific sense, usually in the sense for having a preference to one particular point of view or ideological perspective. ...


References

  • Paul R. Rosenbaum (2002). Observational Studies, 2nd edn. New York: Springer-Verlag.

  Results from FactBites:
 
NRCCS - Results of an observational pilot study on the effects of non-conventional therapies — (3603 words)
The purpose of this longitudinal observational study was to investigate the effect of non-conventional therapies (NCT) on chronic diseases using cost-outcome and the patients’ symptom score as measures of effect.
The summary goals of this study are to investigate the postulated cost reduction by nonconventional therapies, and the therapeutic effects of these treatments in patients whose state of disease cannot be improved by conventional medical therapies.
The study instruments have proved suitable: The structure of the case report forms, the questionnaires for patients, and the process of the procedure were optimized during the test phase and approved by the scientific committee.
  More results at FactBites »


 

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